Carl Nicholas Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lockton Companies LLP (no longer approved here)

    FRN 523069

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 24 Jul 2025)
    • CF4 Partner (27 Apr 2012 to 8 Dec 2019)
  • Paragon International Insurance Brokers Limited (no longer approved here)

    FRN 310157

    • CF1 Director (14 Jan 2005 to 10 Jan 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.