Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Blake Kenneth Spice Roseveare

    IRN BKR01017

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • CF4 Partner (1 May 2016 to 8 Dec 2019)
  • Brendan Scofield

    IRN BXS01614

    • CF4 Partner (28 Jan 2011 to 1 Jul 2014)
  • Bretton Craig Warburton-Smith

    IRN BCW01037

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (10 Jan 2011 to 8 Dec 2019)
  • Brian John Daniel Boehmer

    IRN BJB01115

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (17 Jan 2011 to 8 Dec 2019)
  • CARL JONATHAN SMITH

    IRN CJS01337

    • [FCA CF] Manager of certification employee (since 20 Jun 2023)
    • [FCA CF] Significant management (since 3 Oct 2022)
  • Calum Macdonald Bannerman

    IRN CMB01203

    • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (10 Feb 2011 to 8 Dec 2019)
  • Calvin Barnes

    IRN CXB02533

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (1 May 2017 to 8 Dec 2019)
  • Carl Nicholas Moore

    IRN CNM01032

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 24 Jul 2025)
    • CF4 Partner (27 Apr 2012 to 8 Dec 2019)
  • Carla Jane Moffett

    IRN CJM01427

    • SMF27 Partner (9 Dec 2019 to 11 Sep 2022)
    • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
  • Carlo Ramadoro

    IRN CXR00621

    • [FCA CF] Significant management (since 10 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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