LMR Partners LLP

• Principal Place of Business

  L M R Partners LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442076641700

  Web

  https://www.lmrpartners.com

• Complaints Contact

  L M R Partners LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442076641732

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shane Patrick Cullinane

  IRN SPC01127

  • [FCA CF] Material risk taker (since 17 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (24 Sep 2012 to 8 Dec 2019)
  • CF4 Partner (2 Feb 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Jan 2010 to 24 May 2018)
  • CF10 Compliance Oversight (22 Jan 2010 to 24 May 2018)
• Sharon Dal Zotto

  IRN SXD14263

  • [FCA CF] Client dealing (since 17 Mar 2021)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• Stanley Sheriff

  IRN SRS01140

  • [FCA CF] Client dealing (17 Mar 2021 to 13 May 2021)
• Stefan Andreas Renold

  IRN SAR01157

  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Material risk taker (since 17 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (22 Jan 2010 to 8 Dec 2019)
• Stuart Michael Feerick

  IRN SMF01059

  • [FCA CF] Client dealing (17 Mar 2021 to 5 Jul 2022)
• Stuart Peter Coackley

  IRN SPC01143

  • [FCA CF] Client dealing (since 20 Sep 2021)
• Tanya Ohadi-Smith

  IRN TXO01336

  • [FCA CF] Material risk taker (since 17 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (27 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
• Taran Matharoo

  IRN TXM00378

  • [FCA CF] Client dealing (since 18 May 2022)
• Tommaso Santagostino Baldi

  IRN TXS41482

  • [FCA CF] Client dealing (since 7 Oct 2024)
• Vedika Agarwal

  IRN VXA59859

  • [FCA CF] Client dealing (since 10 Jul 2023)

No changes recorded yet.