Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LMR Partners LLP
FRN 504126
- [FCA CF] Material risk taker (since 17 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (24 Sep 2012 to 8 Dec 2019)
- CF4 Partner (2 Feb 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Jan 2010 to 24 May 2018)
- CF11 Money Laundering Reporting (22 Jan 2010 to 24 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.