Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LMR Partners LLP
FRN 504126
- [FCA CF] Material risk taker (since 17 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (27 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.