LMAX Limited

Date authorised
1 April 2013
Companies House
06505809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922555
    Web
    https://www.lmax.com

  • Complaints Contact

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Andrew Mathisen

    IRN SAM01178

    • CF28 Systems and controls (27 Jul 2010 to 27 Aug 2010)
  • Simon Charles Henry

    IRN SXH01763

    • CF10 Compliance Oversight (1 Jun 2016 to 3 Oct 2016)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 3 Oct 2016)
  • Stuart William Mann

    IRN SWM01068

    • CF30 Customer (14 Jun 2011 to 30 Sep 2011)
  • Tim Turner

    IRN TXT00089

    • SMF3 Executive Director (since 25 Aug 2023)
    • [FCA CF] Significant management (22 Mar 2021 to 28 Mar 2023)
  • Varvara Pozdorovkina

    IRN VXP00130

    • SMF3 Executive Director (since 30 Jan 2023)
  • Yi LamEvelyn Yu

    IRN YLY01001

    • CF30 Customer (3 Dec 2014 to 20 Jul 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.