LMAX Limited

Date authorised
1 April 2013
Companies House
06505809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922555
    Web
    https://www.lmax.com

  • Complaints Contact

    L M A X Group
    Monsoon Building
    1 Nicholas Road
    London
    Kensington And Chelsea
    W11 4AN
    UNITED KINGDOM
    Phone
    +442031922513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Joseph Thompson

    IRN MJT01227

    • CF29 Significant management (27 Jul 2010 to 19 Aug 2011)
  • Martyn Andrew Holman

    IRN MAH01359

    • CF29 Significant management (27 Jul 2010 to 23 Feb 2011)
  • Michael David Birkett

    IRN MDB01168

    • CF10a CASS Oversight function (1 Feb 2012 to 30 Nov 2012)
    • CF1 Director (27 Jul 2010 to 31 Dec 2012)
    • CF28 Systems and controls (27 Jul 2010 to 1 Sep 2011)
  • Nicholas Peter Sproule

    IRN NPS01040

    • CF30 Customer (27 Jul 2010 to 27 Sep 2010)
  • Phillip Simon Hylander

    IRN PSH01055

    • CF2 Non Executive Director (27 Jul 2010 to 8 Dec 2011)
  • Ralf Maria Duken

    IRN RXD00464

    • SMF3 Executive Director (since 8 Mar 2024)
  • Richard Andrew Hutchings

    IRN RAH01242

    • CF30 Customer (27 Jul 2010 to 24 Dec 2010)
  • Robin Samuel Osmond

    IRN RSO01010

    • CF1 Director (27 Jul 2010 to 30 Apr 2011)
    • CF10 Compliance Oversight (27 Jul 2010 to 14 Mar 2011)
    • CF3 Chief Executive (27 Jul 2010 to 30 Apr 2011)
  • Savvas Kannides

    IRN SXK02165

    • CF30 Customer (14 Oct 2014 to 4 Jul 2016)
  • Scott Park Moffat

    IRN SPM01230

    • CF11 Money Laundering Reporting (1 Feb 2017 to 24 Aug 2017)
    • CF28 Systems and controls (27 Jul 2010 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.