Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 22 Jun 2016)
- CF4 Partner (AR) (since 22 Jun 2016)
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Monashee International LLP
FRN 749485
- (1)Employed By (since 22 Jun 2016)
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- CF30 Customer (22 Sep 2011 to 27 Feb 2013)
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- CF10 Compliance Oversight (27 Jul 2010 to 14 Mar 2011)
- CF1 Director (27 Jul 2010 to 30 Apr 2011)
- CF3 Chief Executive (27 Jul 2010 to 30 Apr 2011)
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- CF21 Investment Adviser (5 Jun 2006 to 8 Sep 2007)
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- CF21 Investment Adviser (5 Jun 2006 to 8 Sep 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (20 Apr 2005 to 31 Mar 2006)
- CF21 Investment Adviser (14 Oct 2003 to 31 Mar 2006)
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- CF21 Investment Adviser (28 Mar 2002 to 11 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.