Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Wilson

  IRN OXW00095

  • [FCA CF] Material risk taker (since 4 Nov 2024)
  • [FCA CF] Significant management (since 4 Nov 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2024)
• Olivia Hannah Griffin

  IRN OXG55864

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 28 Nov 2019)
• Olwyn Smythe

  IRN OXS00003

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
• Patrick James Murphy

  IRN PJM00110

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
• Paul Andrew Garfitt

  IRN PAG00067

  • CF21 Investment Adviser (8 Apr 2003 to 1 May 2005)
  • CF22 Investment Adviser (Trainee) (23 May 2002 to 8 Apr 2003)
• Paul Anthony Smith

  IRN PAS00051

  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2003)
• Paul Anthony Watkins

  IRN PXW55795

  • [FCA CF] Manager of certification employee (16 Sep 2019 to 9 Mar 2020)
  • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 9 Mar 2020)
• Paul Baron

  IRN PXB00349

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Manager of certification employee (since 22 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 22 Aug 2023)
  • [FCA CF] Functions requiring qualifications (24 May 2021 to 22 Aug 2023)
• Paul Burden

  IRN PXB00260

  • CF28 Systems and controls (1 Nov 2007 to 5 Oct 2009)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Paul Charles Girdlestone

  IRN PCG00013

  • CF21 Investment Adviser (2 Aug 2006 to 5 Jun 2007)

• UNISON (no longer appointed)

  FRN 401803 · Appointed 9 May 2005 · Until 1 Jun 2012

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

• Association for School and College Leaders (no longer appointed)

  FRN 409347 · Appointed 17 Mar 2005 · Until 1 Aug 2009

• The Royal Air Forces Association (no longer appointed)

  FRN 429276 · Appointed 9 Mar 2005 · Until 22 Jul 2016

• Royal College of Midwives (RCM) (no longer appointed)

  FRN 429275 · Appointed 9 Mar 2005 · Until 29 Dec 2017

• RCN Membership Services Ltd (no longer appointed)

  FRN 429278 · Appointed 9 Mar 2005 · Until 1 Apr 2012

• Haymarket Magazines Limited (no longer appointed)

  FRN 232553 · Appointed 31 Mar 2004 · Until 4 Nov 2011

• Center Parcs Limited (no longer appointed)

  FRN 230454 · Appointed 16 Dec 2003 · Until 1 Aug 2005

• The Civil Service Motoring Association Ltd (no longer appointed)

  FRN 225816 · Appointed 8 Jul 2003 · Until 14 Jan 2005

• Saffron Walden Mortgage Services Limited (no longer appointed)

  FRN 222776 · Appointed 11 Feb 2003 · Until 31 Oct 2004

No changes recorded yet.