Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2022)
- CF30 Customer (19 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (24 Jul 2013 to 12 Jun 2014)
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- (427)Employed By (24 Jul 2013 to 12 Jun 2014)
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- CF30 Customer (1 Nov 2011 to 4 Sep 2012)
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- CF30 Customer (23 Jun 2009 to 29 Oct 2011)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.