Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Trevor Anderson

  IRN JTA01010

  • CF29 Significant management (5 Apr 2016 to 31 May 2018)
  • CF2 Non Executive Director (26 Feb 2014 to 6 Feb 2015)
  • CF28 Systems and controls (7 Nov 2011 to 6 Mar 2016)
• Joseph Mario Debono

  IRN JMD01158

  • CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2003)
  • CF22 Investment Adviser (Trainee) (5 Jul 2002 to 11 Jun 2003)
• Joseph Michael Gordon

  IRN JMG01184

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 May 2005 to 17 Jan 2006)
• Josh Douglas Chipchase

  IRN JXC55773

  • [FCA CF] Functions requiring qualifications (25 Sep 2019 to 31 Dec 2020)
  • [FCA CF] Manager of certification employee (25 Sep 2019 to 31 Dec 2020)
• Judith Nicol

  IRN JMN01078

  • [FCA CF] Functions requiring qualifications (29 Apr 2019 to 12 Aug 2022)
  • [FCA CF] Manager of certification employee (29 Apr 2019 to 12 Aug 2022)
• Julie Ann Lynch

  IRN JAC01275

  • CF21 Investment Adviser (6 Aug 2003 to 17 Mar 2006)
  • CF22 Investment Adviser (Trainee) (19 Nov 2002 to 6 Aug 2003)
• Julie Christine Blake

  IRN JCB01167

  • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 16 Aug 2002)
• Karen Dawson

  IRN KXD00416

  • [FCA CF] Manager of certification employee (since 4 Feb 2026)
• Katharine Susannah Joyice

  IRN KSJ01018

  • CF22 Investment Adviser (Trainee) (23 Sep 2002 to 11 Jun 2003)
• Katherine Carnegie

  IRN KXC00069

  • SMF18 Other Overall Responsibility (since 7 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (31 Aug 2022 to 7 May 2024)
  • [FCA CF] Material risk taker (31 Aug 2022 to 7 May 2024)
  • [FCA CF] Manager of certification employee (10 Jun 2022 to 7 May 2024)
  • [FCA CF] Significant management (1 Jul 2020 to 7 May 2024)

• Elife Limited (no longer appointed)

  FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012

• Travel Newmedia Limited (no longer appointed)

  FRN 565060 · Appointed 21 Sep 2011 · Until 16 Oct 2012

• CDS (SUPERSTORES INTERNATIONAL) LIMITED (no longer appointed)

  FRN 489236 · Appointed 16 Sep 2011 · Until 30 Apr 2013

• Web Marketing Strategies Limited (no longer appointed)

  FRN 564617 · Appointed 15 Sep 2011 · Until 21 Sep 2012

• VAC Media Ltd (no longer appointed)

  FRN 503967 · Appointed 8 Sep 2011 · Until 17 Nov 2016

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 29 Jun 2016

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• Asda Financial Services Limited (no longer appointed)

  FRN 230174 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Asda Stores Limited (no longer appointed)

  FRN 407914 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 17 Aug 2009 · Until 29 Dec 2017

No changes recorded yet.