Liverpool Victoria Financial Services Limited

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FRN: 110035
Date authorised: 1 April 2013
Companies House: 12383237
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+448006816294

Web

https://www.lv.com
Complaints Contact

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health
Runs Stakeholder Pensions
Runs Personal Pensions
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ian Doe
IRN IXD00017
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Ian Eric Woolliss
IRN IEW01010
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 8 Dec 2003)
Ian Heeley
IRN IXH00048
- [FCA CF] Significant management (14 Dec 2020 to 5 Aug 2022)
Ian Henry Walker
IRN IHW00004
- CF21 Investment Adviser (14 Jun 2002 to 26 Aug 2004)
Ian James Crichton
IRN IXC00041
- [FCA CF] Functions requiring qualifications (14 Jan 2021 to 19 Oct 2021)
- [FCA CF] Manager of certification employee (24 Feb 2020 to 14 Jan 2021)
Ian James Dean Hodgson
IRN IJH00028
- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2002)
Ian Martin Ladd-Gibbon
IRN IML00010
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 14 Oct 2002)
Ian Noble
IRN IXN55766
- [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)
Ian Paul Blanchard
IRN IPB00005
- SMF15 Chair of With Profits Committee (29 Jul 2022 to 3 Nov 2025)
- CF12A With-Profits Actuary (24 Jan 2005 to 25 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Apr 2006)
Ian Richard Pace
IRN IRP01033
- CF21 Investment Adviser (20 Mar 2006 to 4 Aug 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Elife Limited (no longer appointed)
FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012
Travel Newmedia Limited (no longer appointed)
FRN 565060 · Appointed 21 Sep 2011 · Until 16 Oct 2012
CDS (SUPERSTORES INTERNATIONAL) LIMITED (no longer appointed)
FRN 489236 · Appointed 16 Sep 2011 · Until 30 Apr 2013
Web Marketing Strategies Limited (no longer appointed)
FRN 564617 · Appointed 15 Sep 2011 · Until 21 Sep 2012
VAC Media Ltd (no longer appointed)
FRN 503967 · Appointed 8 Sep 2011 · Until 17 Nov 2016
Dianomi Ltd (no longer appointed)
FRN 500292 · Appointed 8 Oct 2009 · Until 29 Jun 2016
UNITE (no longer appointed)
FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012
Asda Financial Services Limited (no longer appointed)
FRN 230174 · Appointed 4 Sep 2009 · Until 31 Oct 2018
Asda Stores Limited (no longer appointed)
FRN 407914 · Appointed 4 Sep 2009 · Until 31 Oct 2018
Public & Commercial Services Union (no longer appointed)
FRN 403529 · Appointed 17 Aug 2009 · Until 29 Dec 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.