Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2022 to 1 Jun 2022)
- SMF3 Executive Director (22 Feb 2022 to 1 Jun 2022)
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- CF17 Significant Mgt (Other Business Operations) (22 Oct 2002 to 22 Oct 2002)
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- CF17 Significant Mgt (Other Business Operations) (22 Oct 2002 to 22 Oct 2002)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 14 Oct 2002)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 14 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.