Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Lindsey Pye

  IRN MXP55792

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 May 2022)
• Michelle Margaret Davis

  IRN MXD55791

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 6 Sep 2022)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 6 Sep 2022)
• Myles Ian Rix

  IRN MIR01027

  • CF29 Significant management (6 Jan 2012 to 30 Jun 2017)
• Naomi Jane Ameila Suttie

  IRN NXB55793

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Oct 2022)
• Natalie Anna Ceeney

  IRN NAC01125

  • SMF14 Senior Independent Director (3 Oct 2022 to 31 Jan 2026)
• Nathan James Corcoran

  IRN NJC00080

  • CF30 Customer (6 Oct 2008 to 29 Dec 2008)
  • CF21 Investment Adviser (20 Dec 2005 to 4 Sep 2006)
  • CF22 Investment Adviser (Trainee) (18 Feb 2005 to 20 Dec 2005)
• Neil Charles McLaughlin

  IRN NCM00001

  • CF22 Investment Adviser (Trainee) (27 Jun 2005 to 24 Mar 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
• Nicholas Alexander Burridge

  IRN NXB55862

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 22 Nov 2019)
• Nicholas Alfred Warr

  IRN NXW21735

  • [PRA CF] Significant risk taker or Material risk taker (since 31 Jul 2023)
  • [FCA CF] Significant management (since 31 Jul 2023)
  • [FCA CF] Manager of certification employee (since 31 Jul 2023)
  • [FCA CF] Material risk taker (since 31 Jul 2023)
• Nicholas John Austin

  IRN NJA01080

  • [FCA CF] Material risk taker (10 Dec 2018 to 1 Aug 2019)
  • [FCA CF] Significant management (10 Dec 2018 to 1 Aug 2019)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Aug 2019)
  • [PRA CF] Key function holder (10 Dec 2018 to 1 Aug 2019)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Aug 2019)
  • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)

• Rectangle Group plc (no longer appointed)

  FRN 537903 · Appointed 4 Nov 2013 · Until 22 Jul 2016

• Asperity Employee Benefits Ltd (no longer appointed)

  FRN 484646 · Appointed 23 Sep 2013 · Until 15 Sep 2017

• Claire Shepherd (no longer appointed)

  FRN 603886 · Appointed 5 Jul 2013 · Until 22 Jul 2016

• Direct Marketing Bureau Limited (no longer appointed)

  FRN 425017 · Appointed 17 Oct 2012 · Until 28 Jan 2014

• Royal College of Nursing of the United Kingdom (no longer appointed)

  FRN 578817 · Appointed 3 Apr 2012 · Until 29 Dec 2017

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 2 Apr 2012 · Until 14 Apr 2014

• Christopher Moorhouse (no longer appointed)

  FRN 569573 · Appointed 22 Dec 2011 · Until 21 Sep 2012

• Seniors Discounts (no longer appointed)

  FRN 571086 · Appointed 14 Dec 2011 · Until 28 Oct 2016

• AWIN Ltd (no longer appointed)

  FRN 529442 · Appointed 12 Dec 2011 · Until 10 Feb 2013

• Essex Stage (no longer appointed)

  FRN 568215 · Appointed 7 Nov 2011 · Until 3 Dec 2012

No changes recorded yet.