Nicholas John Austin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Aug 2019)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Aug 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Aug 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Aug 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 1 Aug 2019)
    • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Aug 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Aug 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Aug 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 1 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Aug 2019)
    • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • CF29 Significant management (20 Nov 2014 to 1 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.