Nathan James Corcoran

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BAKER DAVIES LTD

    FRN 188992

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • [FCA CF] Client dealing (since 1 Nov 2022)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2022)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF30 Customer (30 Dec 2008 to 21 Oct 2013)
    • CF21 Investment Adviser (23 Mar 2007 to 26 May 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 23 Mar 2007)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (6 Oct 2008 to 29 Dec 2008)
    • CF21 Investment Adviser (20 Dec 2005 to 4 Sep 2006)
    • CF22 Investment Adviser (Trainee) (18 Feb 2005 to 20 Dec 2005)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (6 Oct 2008 to 29 Dec 2008)
    • CF21 Investment Adviser (20 Dec 2005 to 4 Sep 2006)
    • CF22 Investment Adviser (Trainee) (18 Feb 2005 to 20 Dec 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (450)Employed By (10 Apr 2007 to 31 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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