Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Stanley Neave

  IRN DSN01012

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 10 Dec 2018)
  • [PRA CF] Key function holder (10 Dec 2018 to 30 Jun 2020)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 1 Jan 2017)
  • CF2 Non Executive Director (26 Jul 2013 to 6 Mar 2016)
• David Stevens

  IRN DRS01114

  • [PRA CF] Significant risk taker or Material risk taker (25 Jul 2022 to 4 Dec 2024)
  • [FCA CF] Material risk taker (25 Jul 2022 to 4 Dec 2024)
  • [FCA CF] Significant management (29 May 2020 to 4 Dec 2024)
  • [FCA CF] Manager of certification employee (29 May 2020 to 4 Dec 2024)
  • CF17 Significant Mgt (Other Business Operations) (26 Jun 2002 to 3 Apr 2006)
• David William Cupples

  IRN DWC01073

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
• David William Dullaway

  IRN DWD01050

  • SIMF4 Chief Risk Function (3 May 2018 to 12 Jun 2018)
• David William Nicholls

  IRN DWN01013

  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2006)
  • CF14 Risk Assessment (1 Dec 2001 to 15 Nov 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
• David Wyndham Davies

  IRN DWD01022

  • CF2 Non Executive Director (4 Dec 2013 to 6 Mar 2016)
• Davina Barton

  IRN DXB01028

  • [FCA CF] Significant management (since 9 Aug 2024)
• Dawid Szczupak

  IRN DXS55752

  • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 13 Oct 2023)
• Deborah Jane Kennedy

  IRN DJK01132

  • SMF18 Other Overall Responsibility (9 Jan 2020 to 1 Oct 2021)
• Deborah Jane Richardson

  IRN DXR00434

  • [FCA CF] Functions requiring qualifications (9 May 2023 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (9 May 2023 to 31 Dec 2023)

• Rectangle Group plc (no longer appointed)

  FRN 537903 · Appointed 4 Nov 2013 · Until 22 Jul 2016

• Asperity Employee Benefits Ltd (no longer appointed)

  FRN 484646 · Appointed 23 Sep 2013 · Until 15 Sep 2017

• Claire Shepherd (no longer appointed)

  FRN 603886 · Appointed 5 Jul 2013 · Until 22 Jul 2016

• Direct Marketing Bureau Limited (no longer appointed)

  FRN 425017 · Appointed 17 Oct 2012 · Until 28 Jan 2014

• Royal College of Nursing of the United Kingdom (no longer appointed)

  FRN 578817 · Appointed 3 Apr 2012 · Until 29 Dec 2017

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 2 Apr 2012 · Until 14 Apr 2014

• Christopher Moorhouse (no longer appointed)

  FRN 569573 · Appointed 22 Dec 2011 · Until 21 Sep 2012

• Seniors Discounts (no longer appointed)

  FRN 571086 · Appointed 14 Dec 2011 · Until 28 Oct 2016

• AWIN Ltd (no longer appointed)

  FRN 529442 · Appointed 12 Dec 2011 · Until 10 Feb 2013

• Essex Stage (no longer appointed)

  FRN 568215 · Appointed 7 Nov 2011 · Until 3 Dec 2012

No changes recorded yet.