David William Nicholls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Nov 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2006)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Nov 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2006)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF10 Compliance Oversight (8 Jan 2002 to 31 Mar 2006)
    • CF14 Risk Assessment (8 Jan 2002 to 15 Nov 2004)
    • CF8 Apportionment and Oversight (8 Jan 2002 to 31 Mar 2006)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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