Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Pitman

    IRN MJP00097

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 26 May 2007)
  • Michael Stafford Newton

    IRN MSN00010

    • CF29 Significant management (27 May 2010 to 31 Jan 2011)
    • CF1 Director (12 Jul 2005 to 27 May 2010)
    • CF3 Chief Executive (12 Jul 2005 to 1 Apr 2006)
    • CF17 Significant Mgt (Other Business Operations) (10 Jun 2004 to 12 Jul 2005)
  • Michael Sweeney

    IRN MXS01624

    • CF21 Investment Adviser (17 Aug 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 17 Aug 2006)
  • Michael William Rutherford

    IRN MWR00009

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • Michala Louise Munson

    IRN MLM01073

    • CF17 Significant Mgt (Other Business Operations) (27 Jan 2006 to 3 Apr 2006)
  • Michelle Frances Moran

    IRN MFF00003

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • Mohib Chagpar

    IRN MXC00037

    • CF21 Investment Adviser (8 Jan 2002 to 26 Apr 2007)
  • Mukesh Chandulal Savani

    IRN MCS00025

    • CF21 Investment Adviser (8 Jan 2002 to 31 Mar 2003)
  • Myles Ian Rix

    IRN MIR01027

    • CF1 Director (24 Mar 2016 to 30 Jun 2017)
    • Responsible for Insurance Mediation (8 Sep 2014 to 20 Jul 2015)
    • CF29 Significant management (5 Jun 2014 to 24 Mar 2016)
    • CF28 Systems and controls (13 Dec 2011 to 5 Jun 2014)
  • Natalie Anna Ceeney

    IRN NAC01125

    • SMF7 Group Entity Senior Manager (3 Oct 2022 to 31 Jan 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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