Michael Pitman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liverpool Victoria Financial Advice Services Limited
FRN 186890
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Feb 2018 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 26 May 2007)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (7 Mar 2008 to 30 Sep 2008)
- CF21 Investment Adviser (4 Apr 2007 to 4 Apr 2007)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (498)Employed By (7 Mar 2008 to 30 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.