Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Aug 2013)
    • CF21 Investment Adviser (4 Apr 2007 to 16 May 2007)
    • (37)Employed By (since 13 Aug 2013)
    • (590)Employed By (4 Apr 2007 to 16 May 2007)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 26 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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