Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elisabeth Turpin

    IRN EXT00203

    • [FCA CF] Significant management (since 8 Jul 2024)
  • Elizabeth Jane Thorne

    IRN EJT01054

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
    • CF29 Significant management (21 Feb 2013 to 26 Sep 2013)
  • Emily Jane Penn

    IRN EJT01042

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2022)
  • Emma Elizabeth Gold

    IRN EEG00003

    • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
  • Emma Jane Woodford

    IRN EXW00183

    • SMF18 Other Overall Responsibility (since 19 Oct 2022)
  • Emma Jayne Mustafa

    IRN EJR01027

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
    • [FCA CF] Client dealing (since 20 Feb 2023)
    • [FCA CF] Material risk taker (20 Feb 2023 to 21 Feb 2023)
    • CF30 Customer (30 Dec 2008 to 18 Oct 2018)
  • Farah Batchelor

    IRN FXB01117

    • CF30 Customer (30 Dec 2008 to 26 Aug 2010)
  • Fiona Jane Dragonetti

    IRN FJM00004

    • CF21 Investment Adviser (8 Jan 2002 to 3 Jan 2003)
  • Fiona Jayne Tyler

    IRN FXT43643

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
  • Fiona Robson

    IRN FXR01104

    • CF30 Customer (30 Dec 2008 to 7 Dec 2010)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.