Emma Jayne Mustafa

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Advice Services Limited

    FRN 186890

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
    • [FCA CF] Client dealing (since 20 Feb 2023)
    • [FCA CF] Material risk taker (20 Feb 2023 to 21 Feb 2023)
    • CF30 Customer (30 Dec 2008 to 18 Oct 2018)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • [FCA CF] Material risk taker (20 Feb 2023 to 21 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jun 2002 to 3 Apr 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jun 2002 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.