Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elisabeth Turpin

  IRN EXT00203

  • [FCA CF] Significant management (since 8 Jul 2024)
• Elizabeth Jane Thorne

  IRN EJT01054

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • CF29 Significant management (21 Feb 2013 to 26 Sep 2013)
• Emily Jane Penn

  IRN EJT01042

  • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2022)
• Emma Elizabeth Gold

  IRN EEG00003

  • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
• Emma Jane Woodford

  IRN EXW00183

  • SMF18 Other Overall Responsibility (since 19 Oct 2022)
• Emma Jayne Mustafa

  IRN EJR01027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
  • [FCA CF] Client dealing (since 20 Feb 2023)
  • [FCA CF] Material risk taker (20 Feb 2023 to 21 Feb 2023)
  • CF30 Customer (30 Dec 2008 to 18 Oct 2018)
• Farah Batchelor

  IRN FXB01117

  • CF30 Customer (30 Dec 2008 to 26 Aug 2010)
• Fiona Jane Dragonetti

  IRN FJM00004

  • CF21 Investment Adviser (8 Jan 2002 to 3 Jan 2003)
• Fiona Jayne Tyler

  IRN FXT43643

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
• Fiona Robson

  IRN FXR01104

  • CF30 Customer (30 Dec 2008 to 7 Dec 2010)

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

No changes recorded yet.