Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Ralston

  IRN DXR00123

  • CF21 Investment Adviser (2 Jan 2003 to 28 Jan 2005)
  • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 2 Jan 2003)
• David Alan Morris

  IRN DAM00023

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• David Alexander Carroll

  IRN DAC01203

  • CF21 Investment Adviser (28 Jun 2006 to 15 Sep 2006)
  • CF22 Investment Adviser (Trainee) (29 Sep 2005 to 28 Jun 2006)
• David Anthony Rankine

  IRN DAR01126

  • CF30 Customer (30 Dec 2008 to 7 Dec 2010)
• David Barclay Barral

  IRN DBB01017

  • SMF7 Group Entity Senior Manager (18 May 2020 to 7 Mar 2022)
• David Emmanuel Hynam

  IRN DEH01069

  • SMF9 Chair of the Governing Body (since 1 Feb 2023)
  • SMF3 Executive Director (since 1 Feb 2023)
• David Evans

  IRN DXE00027

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF7 Group Entity Senior Manager (since 3 Jul 2023)
• David Harrison

  IRN DXH00011

  • CF21 Investment Adviser (8 Feb 2006 to 26 Apr 2007)
  • CF22 Investment Adviser (Trainee) (9 May 2005 to 8 Feb 2006)
• David John Hamilton

  IRN DJH01502

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2022)
  • SMF16 Compliance Oversight (since 21 Jan 2020)

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 3 Apr 2012 · Until 14 Apr 2014

• Crewise Card Ltd (no longer appointed)

  FRN 531355 · Appointed 10 Sep 2010 · Until 17 Aug 2011

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 30 Aug 2011

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 9 May 2005 · Until 22 Jul 2016

• Prospect (no longer appointed)

  FRN 403532 · Appointed 9 May 2005 · Until 22 Jul 2016

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 9 May 2005 · Until 29 Dec 2017

No changes recorded yet.