Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 May 2016)
- CF30 Customer (2 Aug 2013 to 11 Aug 2014)
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OneDome Capital Ltd
FRN 582895
- (2)Employed By (since 16 May 2016)
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- CF30 Customer (21 Jul 2011 to 29 Jul 2013)
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- CF30 Customer (30 Dec 2008 to 7 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2003)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.