Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 May 2016)
    • CF30 Customer (2 Aug 2013 to 11 Aug 2014)
    • (2)Employed By (since 16 May 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Jul 2011 to 29 Jul 2013)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF30 Customer (30 Dec 2008 to 7 Dec 2010)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.