Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carol Jack

  IRN CXJ00030

  • CF21 Investment Adviser (1 Dec 2001 to 26 May 2007)
• Catherine Anne Sweeney

  IRN CAS00009

  • CF21 Investment Adviser (8 Jan 2002 to 14 May 2003)
• Chloe Stuttard

  IRN CXS00109

  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Significant management (since 1 Jan 2026)
• Chris Agius

  IRN CXA54647

  • [FCA CF] Significant management (since 8 Apr 2026)
  • SMF5 Head of Internal Audit (8 Oct 2025 to 8 Apr 2026)
  • [FCA CF] Significant management (1 Mar 2022 to 8 Oct 2025)
  • [FCA CF] Material risk taker (26 Nov 2021 to 27 Nov 2021)
• Christian Gallo-Cornish

  IRN CFG01029

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
• Christina Louise Douglas

  IRN CXD01886

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2021)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
• Christopher Conrath

  IRN CMC00037

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
• Christopher Dawson

  IRN CED01056

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (30 Dec 2008 to 6 Jan 2009)
• Christopher Eastment

  IRN CAE00021

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Feb 2024)
  • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
• Christopher Ian Chappell

  IRN CIC01024

  • CF28 Systems and controls (1 Apr 2011 to 7 Dec 2011)

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 3 Apr 2012 · Until 14 Apr 2014

• Crewise Card Ltd (no longer appointed)

  FRN 531355 · Appointed 10 Sep 2010 · Until 17 Aug 2011

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 30 Aug 2011

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 9 May 2005 · Until 22 Jul 2016

• Prospect (no longer appointed)

  FRN 403532 · Appointed 9 May 2005 · Until 22 Jul 2016

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 9 May 2005 · Until 29 Dec 2017

No changes recorded yet.