Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • [FCA CF] Client dealing (28 Mar 2022 to 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 2 Jul 2025)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2022)
    • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Mar 2019 to 30 Sep 2019)
  • Christian Gallo-Cornish (no longer approved here)

    FRN 836459

    • Employed By (21 Mar 2019 to 30 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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