Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forvis Mazars Financial Planning Limited
FRN 182644
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 13 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
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- [FCA CF] Client dealing (28 Mar 2022 to 2 Jul 2025)
- [FCA CF] Functions requiring qualifications (28 Mar 2022 to 2 Jul 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2022)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (21 Mar 2019 to 30 Sep 2019)
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- Employed By (21 Mar 2019 to 30 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.