Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Coburn

  IRN RSC00021

  • CF21 Investment Adviser (14 Jun 2006 to 26 Apr 2007)
  • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 14 Jun 2006)
• Robert Dunn

  IRN RXD00052

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
• Robert Graham Shiret

  IRN RGS00006

  • CF21 Investment Adviser (8 Jan 2002 to 21 May 2003)
• Robert James Ingram

  IRN RJI00006

  • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 3 Feb 2006)
• Robert John Gullick

  IRN RJG00008

  • CF21 Investment Adviser (8 Jan 2002 to 1 Oct 2003)
• Robert Rolph

  IRN RXR43650

  • [FCA CF] Significant management (9 Dec 2019 to 27 Mar 2020)
• Robert William Price

  IRN RWP01064

  • CF21 Investment Adviser (30 Aug 2006 to 26 Apr 2007)
• Robin Bryan David Willison

  IRN RXW01360

  • CF29 Significant management (4 Jan 2011 to 10 Sep 2013)
  • CF8 Apportionment and Oversight (12 Nov 2007 to 31 Mar 2009)
  • Responsible for Insurance Mediation (19 Oct 2007 to 10 Sep 2013)
  • CF1 Director (2 May 2007 to 4 Jan 2011)
  • CF3 Chief Executive (2 May 2007 to 4 Jan 2011)
  • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
• Rodney Malcolm Cook

  IRN RMC01067

  • CF1 Director (13 Feb 2009 to 1 Mar 2010)
  • CF29 Significant management (1 Nov 2007 to 1 Mar 2010)
  • CF17 Significant Mgt (Other Business Operations) (25 Jan 2007 to 31 Oct 2007)
• Rodney Nicholas Jerrim

  IRN RNJ00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
  • [FCA CF] Client dealing (since 6 Sep 2021)

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 3 Apr 2012 · Until 14 Apr 2014

• Crewise Card Ltd (no longer appointed)

  FRN 531355 · Appointed 10 Sep 2010 · Until 17 Aug 2011

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 30 Aug 2011

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 9 May 2005 · Until 22 Jul 2016

• Prospect (no longer appointed)

  FRN 403532 · Appointed 9 May 2005 · Until 22 Jul 2016

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 9 May 2005 · Until 29 Dec 2017

No changes recorded yet.