LINDLEY FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  10 Cartwright Court

  Dyson Wood Way

  Bradley Business Park

  Bradley

  Huddersfield

  West Yorkshire

  HD2 1GN

  UNITED KINGDOM

  Phone

  +441484400060

  Web

  https://www.lindleyfinancial.co.uk

• Complaints Contact

  10 Cartwright Court

  Dyson Wood Way

  Bradley Business Park

  Bradley

  Huddersfield

  West Yorkshire

  HD2 1GN

  UNITED KINGDOM

  Phone

  +441484400060

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carol Margaret Brown

  IRN CMB01250

  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
  • CF1 Director (19 Sep 2016 to 8 Dec 2019)
• Catherine May Close

  IRN CMC01121

  • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • Responsibility for MCD Intermediation (24 Oct 2016 to 27 Jul 2020)
  • CF1 Director (15 Oct 2010 to 8 Dec 2019)
• Jeffrey Lee

  IRN JXL00021

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 31 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
  • [FCA CF] Client dealing (since 2 Aug 2022)
• Lesley Learmont

  IRN LXL01246

  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
  • CF1 Director (18 May 2010 to 8 Dec 2019)
• Mark Learmont

  IRN MXL00027

  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 27 Jul 2020)
  • CF11 Money Laundering Reporting (4 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jul 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 May 2010 to 30 Sep 2018)
  • CF1 Director (18 May 2010 to 8 Dec 2019)
• Mark Peter Houlbrook

  IRN MPH00053

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (3 Jul 2015 to 8 Dec 2019)
• Matthew James Cook

  IRN MXC46422

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 21 Oct 2020)
  • Responsibility for MCD Intermediation (since 21 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2020)
  • SMF16 Compliance Oversight (since 21 Oct 2020)
  • SMF3 Executive Director (since 16 Jul 2020)
  • [FCA CF] Client dealing (since 17 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2020)
• Reuben Miles Waite Pike

  IRN RXP00548

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2024)
  • SMF3 Executive Director (since 27 Oct 2023)
• Robert Thornborrow Learmont

  IRN RTL01029

  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
  • CF1 Director (19 Sep 2016 to 8 Dec 2019)
• Timothy Adam Atkin

  IRN TAA01057

  • CF30 Customer (8 Dec 2014 to 28 Feb 2018)

No changes recorded yet.