Mark Learmont

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LINDLEY FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 518176

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Jul 2020)
    • CF10 Compliance Oversight (4 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 May 2010 to 30 Sep 2018)
    • CF1 Director (18 May 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.