Matthew James Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LINDLEY FINANCIAL MANAGEMENT LIMITED

    FRN 518176

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 21 Oct 2020)
    • Responsible for Insurance Distribution (since 21 Oct 2020)
    • SMF16 Compliance Oversight (since 21 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2020)
    • SMF3 Executive Director (since 16 Jul 2020)
    • [FCA CF] Client dealing (since 17 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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