Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Frederick Berkley-Blezard

    IRN GFB00009

    • CF21 Investment Adviser (31 Mar 2004 to 17 Nov 2005)
  • Graham Hardy

    IRN GXH00189

    • CF30 Customer (12 Mar 2008 to 31 Dec 2009)
  • Graham Howard Mendoza - Wolfson

    IRN GHM00007

    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 26 Jul 2006)
  • Graham John Davies

    IRN GJD00005

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2022)
    • CF4 Partner (AR) (3 Feb 2005 to 16 Feb 2022)
    • CF7 Sole Trader (AR) (3 Jan 2003 to 3 Feb 2005)
    • CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)
  • Graham John Edwards

    IRN GJE00011

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Graham John Thornton

    IRN GJT00007

    • CF1 Director (AR) (1 Apr 2011 to 17 Feb 2021)
    • CF30 Customer (1 Apr 2011 to 17 Feb 2021)
  • Graham Jones

    IRN GXJ00033

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 22 Apr 2021)
  • Graham Kerr

    IRN GRK01034

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2020)
    • CF30 Customer (28 May 2019 to 23 Dec 2020)
  • Graham Malcom Russell

    IRN GMR00012

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Graham Mark Ashton

    IRN GMA00010

    • CF21 Investment Adviser (30 Nov 2005 to 30 Mar 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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