Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Clare Moody

  IRN ECM01023

  • CF1 Director (AR) (23 Aug 2004 to 31 Dec 2007)
• Elizabeth Mumford

  IRN EJM00008

  • CF1 Director (AR) (1 Apr 2011 to 23 Feb 2023)
• Elizabeth Wright

  IRN EXW00003

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 6 Aug 2013)
• Emilia Beata Chelkowska

  IRN EBC00002

  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)
• Emily Ludgate

  IRN EXL00157

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
  • [FCA CF] Client dealing (since 7 Jan 2025)
  • [FCA CF] Client dealing (22 Nov 2022 to 9 Jan 2024)
  • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 9 Jan 2024)
• Emine Osman

  IRN EXO00009

  • CF30 Customer (10 Jan 2014 to 15 May 2015)
• Emma Gardiner

  IRN EXG00023

  • [FCA CF] Manager of certification employee (since 12 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Emma Jane Cole

  IRN EJC01080

  • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
  • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
• Emma Statton

  IRN EXS01144

  • CF7 Sole Trader (AR) (8 Mar 2005 to 17 Aug 2006)
  • CF21 Investment Adviser (29 Nov 2004 to 17 Aug 2006)
• Eric Kennedy Armbrust

  IRN EKA01004

  • CF21 Investment Adviser (30 Nov 2005 to 31 Dec 2005)

• IFA Professional Partnership Ltd (no longer appointed)

  FRN 467044 · Appointed 1 Apr 2011 · Until 31 Mar 2014

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Taylor McGill Financial Services Ltd (no longer appointed)

  FRN 206446 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Falcon Pensions & Investments Ltd (no longer appointed)

  FRN 484322 · Appointed 1 Apr 2011 · Until 11 Jan 2012

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 1 Apr 2011 · Until 31 Dec 2011

• Sovereign Independent Financial Advisers Limited (no longer appointed)

  FRN 227880 · Appointed 1 Apr 2011 · Until 30 Nov 2012

No changes recorded yet.