Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Radcliffe and Newlands Wealth Limited
FRN 1007473
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
- CF30 Customer (10 Jun 2015 to 28 Mar 2024)
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- Employed By (3 Jun 2015 to 28 Mar 2024)
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- CF30 Customer (10 Jan 2014 to 15 May 2015)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF21 Investment Adviser (26 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Feb 2002 to 26 Mar 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.