Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Roberts

  IRN AXR00121

  • CF21 Investment Adviser (19 Jun 2003 to 3 Dec 2003)
• Alan Rodrick Thomson Waugh

  IRN ARW00052

  • CF21 Investment Adviser (19 Jun 2003 to 31 Dec 2003)
• Alan Roy Flux

  IRN ARF01050

  • CF21 Investment Adviser (1 Nov 2002 to 31 Jul 2003)
• Alan Vincent Carter

  IRN AVC00010

  • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
  • CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
• Alan Wedderburn

  IRN AXW00044

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 27 Oct 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
• Alan William Hourahine

  IRN AWH00010

  • CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
• Alastair Bernard Meldrum

  IRN ABM00012

  • CF30 Customer (1 Dec 2010 to 31 Dec 2011)
• Alastair James Dunning

  IRN AJD01287

  • Appointed representative dealing with clients for which they require qualification (13 Sep 2021 to 31 Jan 2023)
  • CF30 Customer (3 Mar 2017 to 31 Jan 2023)
• Alastair John Maitland

  IRN AXM00174

  • CF30 Customer (28 Dec 2011 to 31 Dec 2012)
• Alastair Paul Nightingale

  IRN APN01042

  • CF30 Customer (20 Aug 2008 to 30 Mar 2009)

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Advice Matters UK Ltd (no longer appointed)

  FRN 430315 · Appointed 1 Apr 2011 · Until 6 Dec 2017

• LighthouseGP Ltd (no longer appointed)

  FRN 494451 · Appointed 1 Apr 2011 · Until 4 Apr 2011

• 121 Advice Limited (no longer appointed)

  FRN 494039 · Appointed 1 Apr 2011 · Until 21 May 2014

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Deverill Black & Co Ltd (no longer appointed)

  FRN 194960 · Appointed 1 Apr 2011 · Until 20 Dec 2013

• Independent Financial Services (UK) Ltd (no longer appointed)

  FRN 206445 · Appointed 1 Apr 2011 · Until 9 Apr 2013

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

No changes recorded yet.