Alan Vincent Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (317)Employed By (21 Dec 2005 to 31 Mar 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (18 Jun 2003 to 9 Feb 2005)
    • CF22 Investment Adviser (Trainee) (13 Mar 2003 to 18 Jun 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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