Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (13 Sep 2021 to 31 Jan 2023)
- CF30 Customer (3 Mar 2017 to 31 Jan 2023)
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- (16)Employed By (3 Mar 2017 to 31 Jan 2023)
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- [FCA CF] Functions requiring qualifications (31 Mar 2016 to 20 Sep 2024)
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- CF30 Customer (28 May 2010 to 29 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 21 Mar 2008)
- CF22 Investment Adviser (Trainee) (11 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.