Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Munn

  IRN DXM00033

  • CF30 Customer (29 Mar 2012 to 21 Nov 2012)
• David Neil Clow

  IRN DNC00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 20 Apr 2009)
• David Neil Harris

  IRN DNH00004

  • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
  • CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (9 Dec 2004 to 31 Jan 2007)
• David Norman Ewing

  IRN DNE00008

  • CF21 Investment Adviser (28 Nov 2002 to 22 Dec 2004)
• David Norval Munro

  IRN DNM00006

  • CF21 Investment Adviser (19 Jun 2003 to 27 Apr 2004)
• David Paul Grammer

  IRN DPG00003

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2022)
  • CF30 Customer (1 Dec 2016 to 1 Aug 2022)
  • CF7 Sole Trader (AR) (7 Sep 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Paul Moss

  IRN DXM01617

  • CF30 Customer (9 Aug 2013 to 11 Jul 2014)
• David Paul Pinner

  IRN DPP00011

  • CF30 Customer (19 Mar 2009 to 11 Nov 2011)
• David Paul Sims

  IRN DXS01806

  • CF30 Customer (14 Mar 2016 to 8 Dec 2017)
• David Pellecchia

  IRN DXP00147

  • CF1 Director (AR) (1 Dec 2001 to 30 Jul 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2003)

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Advice Matters UK Ltd (no longer appointed)

  FRN 430315 · Appointed 1 Apr 2011 · Until 6 Dec 2017

• LighthouseGP Ltd (no longer appointed)

  FRN 494451 · Appointed 1 Apr 2011 · Until 4 Apr 2011

• 121 Advice Limited (no longer appointed)

  FRN 494039 · Appointed 1 Apr 2011 · Until 21 May 2014

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Deverill Black & Co Ltd (no longer appointed)

  FRN 194960 · Appointed 1 Apr 2011 · Until 20 Dec 2013

• Independent Financial Services (UK) Ltd (no longer appointed)

  FRN 206445 · Appointed 1 Apr 2011 · Until 9 Apr 2013

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

No changes recorded yet.