David Norman Ewing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ingard Independent Financial Management LLP

    FRN 460094

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2024)
    • [FCA CF] Client dealing (since 2 Nov 2024)
    • CF4 Partner (1 Mar 2007 to 24 Dec 2012)
  • Ingard Financial Limited

    FRN 450731

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • SMF16 Compliance Oversight (17 Sep 2021 to 14 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Sep 2021 to 14 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Apr 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Apr 2026)
    • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
  • Lighthouse IFA (Square Mile) Ltd (no longer approved here)

    FRN 218932

    • (10)Employed By (24 Aug 2004 to 22 Dec 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (28 Nov 2002 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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