Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Griggs

  IRN CJG00025

  • CF7 Sole Trader (AR) (13 Aug 2003 to 1 Oct 2003)
  • CF21 Investment Adviser (1 Nov 2002 to 1 Oct 2003)
• Christopher John Hennen

  IRN CJH00025

  • CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
• Christopher John Latham

  IRN CJL00046

  • CF21 Investment Adviser (30 Nov 2005 to 31 Dec 2005)
• Christopher John Loraine Samuel

  IRN CJS01139

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
  • SMF9 Chair of the Governing Body (18 Jun 2020 to 31 Aug 2023)
• Christopher John Markham

  IRN CJM00032

  • CF21 Investment Adviser (28 Nov 2002 to 22 Aug 2003)
  • CF4 Partner (AR) (28 Nov 2002 to 22 Aug 2003)
• Christopher John Wharton

  IRN CJW00009

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF7 Sole Trader (AR) (28 Mar 2003 to 31 Jan 2007)
  • CF1 Director (AR) (17 Jan 2003 to 28 Mar 2003)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• Christopher Kenneth Kirby

  IRN CKK00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF1 Director (AR) (8 Oct 2004 to 30 Dec 2010)
  • CF7 Sole Trader (AR) (20 Nov 2002 to 8 Oct 2004)
  • CF21 Investment Adviser (20 Nov 2002 to 31 Oct 2007)
• Christopher Kenneth Smith

  IRN CKS00002

  • CF7 Sole Trader (AR) (17 Jan 2003 to 16 Apr 2003)
  • CF21 Investment Adviser (1 Nov 2002 to 16 Apr 2003)
• Christopher Mark Feeney

  IRN CMF00006

  • CF21 Investment Adviser (19 Jun 2003 to 31 Aug 2003)
• Christopher Mark Hulston

  IRN CMH01150

  • CF30 Customer (20 Nov 2012 to 8 Nov 2013)

• Mackenzie Wealth Management LLP (no longer appointed)

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• AML Associates Financial Services Ltd (no longer appointed)

  FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013

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• Trafalgar Mortgages & Financial Services (no longer appointed)

  FRN 446398 · Appointed 21 Dec 2011 · Until 31 Mar 2023

• Norman Gray (no longer appointed)

  FRN 220159 · Appointed 13 Dec 2011 · Until 30 Nov 2020

• Rodney Neil Financial Services (Blairgowrie) Limited (no longer appointed)

  FRN 463440 · Appointed 28 Nov 2011 · Until 30 Jun 2021

• GSLP Financial Management Ltd (no longer appointed)

  FRN 219998 · Appointed 24 Nov 2011 · Until 30 Jun 2017

• Quro Financial Solutions Limited (no longer appointed)

  FRN 567655 · Appointed 31 Oct 2011 · Until 5 Dec 2014

• Menai Financial Solutions Limited (no longer appointed)

  FRN 461176 · Appointed 20 Oct 2011 · Until 6 Nov 2020

• David Dawes (no longer appointed)

  FRN 563917 · Appointed 5 Sep 2011 · Until 9 Jan 2017

No changes recorded yet.