Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Hoyle
IRN PXH00044
- (1726)CF21 Investment Adviser (30 Nov 2005 to 4 Dec 2006)
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Paul Humphreys
IRN PWH00008
- (2900)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2025)
- (2899)CF30 Customer (1 Feb 2016 to 9 Jul 2025)
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Paul Ian Curtis
IRN PIC00006
- (2482)CF1 Director (AR) (10 May 2005 to 4 Dec 2006)
- (2480)CF7 Sole Trader (AR) (8 Apr 2004 to 10 May 2005)
- (2479)CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2006)
- (2481)CF4 Partner (AR) (1 Dec 2001 to 8 Apr 2004)
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Paul James Bird
IRN PJB00123
- (3179)CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2002)
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Paul James Collyer
IRN PJC01200
- (429)CF30 Customer (1 Nov 2007 to 21 Feb 2010)
- (430)CF21 Investment Adviser (7 Jun 2007 to 31 Oct 2007)
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Paul John Duffill
IRN PJD00026
- (2320)CF30 Customer (11 Feb 2009 to 17 Jun 2010)
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Paul John Jenkins
IRN PJJ00005
- (1415)CF21 Investment Adviser (28 Aug 2002 to 22 Jun 2004)
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Paul Johnathan Swan
IRN PJS00012
- (2111)CF21 Investment Adviser (6 Dec 2002 to 11 Jun 2004)
- (2112)CF4 Partner (AR) (6 Dec 2002 to 11 Jun 2004)
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Paul Jolley
IRN PXJ00081
- (2381)CF30 Customer (1 Nov 2007 to 17 Dec 2010)
- (2382)CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
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Paul Jonathan Hucknall
IRN PJH01306
- (3506)SMF18 Other Overall Responsibility (7 Jul 2020 to 1 Oct 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Condies Wealth Strategies Ltd (no longer appointed)
FRN 555540 · Appointed 28 Dec 2011 · Until 31 Dec 2016
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Elmbrae Mortgage & Pensions Ltd. (no longer appointed)
FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012
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Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
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Financial Options (N. E.) Limited (no longer appointed)
FRN 219690 · Appointed 28 Dec 2011 · Until 31 Dec 2020
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AML Associates Financial Services Ltd (no longer appointed)
FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013
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IRP Wealth Planning LLP (no longer appointed)
FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012
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Total Financial Solutions (UK) Ltd (no longer appointed)
FRN 229498 · Appointed 28 Dec 2011 · Until 16 Jul 2021
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee