Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jun 2025)
    • CF30 Customer (11 Feb 2015 to 11 Jun 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (11 Feb 2009 to 17 Jun 2010)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (531)Employed By (11 Feb 2009 to 17 Jun 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (17 Dec 2002 to 14 Jul 2003)
    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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