Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Barlow

  IRN AXB00603

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 17 Jul 2023)
• Alan Bridges

  IRN AXB00058

  • CF30 Customer (1 Apr 2011 to 31 Mar 2014)
  • CF1 Director (AR) (1 Apr 2011 to 31 Mar 2014)
• Alan Christopher Hardy

  IRN ACH00030

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
• Alan Clive Bourne

  IRN ACB00050

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
• Alan Collins

  IRN AXC00266

  • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
• Alan Cook

  IRN AXC00115

  • CF21 Investment Adviser (21 Mar 2002 to 9 Dec 2004)
  • CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2004)
• Alan Edward Merredew

  IRN AEH00019

  • CF7 Sole Trader (AR) (15 Jan 2003 to 5 May 2004)
  • CF21 Investment Adviser (1 Nov 2002 to 5 May 2004)
• Alan Fenn

  IRN AXF00045

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
  • CF30 Customer (30 Mar 2012 to 13 Oct 2023)
• Alan Francis Jones

  IRN AFJ00002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF7 Sole Trader (AR) (16 Oct 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alan Geoffrey Gear

  IRN AGG00016

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF7 Sole Trader (AR) (22 Jun 2006 to 31 Jan 2007)
  • CF1 Director (AR) (3 Jan 2006 to 22 Jun 2006)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)

• Affinity Financial Planning Ltd (no longer appointed)

  FRN 208486 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• Elmbrae Mortgage & Pensions Ltd. (no longer appointed)

  FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• M A Heap Ltd (no longer appointed)

  FRN 563863 · Appointed 28 Dec 2011 · Until 31 May 2012

• Knight - Maley Ltd (no longer appointed)

  FRN 222732 · Appointed 28 Dec 2011 · Until 25 May 2023

• Mackenzie Wealth Management LLP (no longer appointed)

  FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019

• McHardy Group Ltd (no longer appointed)

  FRN 529809 · Appointed 28 Dec 2011 · Until 7 Aug 2013

• Deeside Independent Financial Advice Ltd (no longer appointed)

  FRN 214609 · Appointed 28 Dec 2011 · Until 31 Mar 2021

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• IRP Wealth Planning LLP (no longer appointed)

  FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012

• Fraser James Partnership Ltd (no longer appointed)

  FRN 468644 · Appointed 28 Dec 2011 · Until 1 Jul 2016

No changes recorded yet.