Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Feb 2020 to 2 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 2 Jun 2021)
- CF1 Director (AR) (18 Apr 2018 to 2 Jun 2021)
- CF30 Customer (18 Apr 2018 to 2 Jun 2021)
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
-
- Employed By (7 Apr 2002 to 9 May 2006)
-
- (2)Employed By (1 Dec 2001 to 11 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.