Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Hogg
IRN CXH00324
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 6 Dec 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
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Claire Louise Finch
IRN CLF01034
- CF21 Investment Adviser (30 Nov 2005 to 31 Aug 2006)
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Claire Swain
IRN CXS01828
- CF1 Director (AR) (3 Aug 2010 to 31 Dec 2011)
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Clare Annette Richards
IRN CAR00042
- CF1 Director (AR) (28 Dec 2011 to 12 Dec 2012)
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Clare Louise Houghton
IRN CLH00008
- CF30 Customer (10 Dec 2013 to 28 Dec 2017)
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Claudette Elaine Reid
IRN CXR00096
- CF21 Investment Adviser (20 Jul 2004 to 6 Sep 2005)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 20 Jul 2004)
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Clifford Charles Linsdell
IRN CCL00001
- CF30 Customer (1 Nov 2007 to 25 Nov 2014)
- CF22 Investment Adviser (Trainee) (5 Oct 2005 to 31 Oct 2007)
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Clifford Walker
IRN CPW00016
- [FCA CF] Manager of certification employee (1 Sep 2020 to 8 Jul 2022)
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Clinton Roger Martin Friend
IRN CRF00017
- CF21 Investment Adviser (4 Sep 2002 to 16 Sep 2002)
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Clive Colman
IRN CMC00038
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
- CF30 Customer (23 Jul 2018 to 16 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Falcon Pensions & Investments Ltd (no longer appointed)
FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012
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Richmond Financial Management (no longer appointed)
FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018
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Albyn Associates Financial Management LLP (no longer appointed)
FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023
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Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
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Hurley Brown Financial Planning Ltd (no longer appointed)
FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020
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Alderwick James Financial Services LLP (no longer appointed)
FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021
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Banchory Financial Services (no longer appointed)
FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.