Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (581)Employed By (21 Dec 2021 to 11 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
- CF30 Customer (23 Jul 2018 to 16 Mar 2021)
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- CF30 Customer (25 Sep 2013 to 7 Jun 2018)
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- CF30 Customer (14 May 2013 to 17 Dec 2013)
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- Employed By (14 May 2013 to 17 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2009)
- CF11 Money Laundering Reporting (7 Apr 2004 to 4 Oct 2004)
- CF21 Investment Adviser (7 Apr 2004 to 31 Oct 2007)
- CF1 Director (7 Apr 2004 to 10 Jul 2009)
- CF10 Compliance Oversight (7 Apr 2004 to 1 Mar 2006)
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- (1)Employed By (6 Jun 2002 to 2 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.