Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (581)Employed By (21 Dec 2021 to 11 Jan 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
    • CF30 Customer (23 Jul 2018 to 16 Mar 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (25 Sep 2013 to 7 Jun 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 May 2013 to 17 Dec 2013)
  • Clive Colman (no longer approved here)

    FRN 600579

    • Employed By (14 May 2013 to 17 Dec 2013)
  • Marshwood Financial Services Ltd (no longer approved here)

    FRN 231230

    • CF30 Customer (1 Nov 2007 to 28 Jan 2009)
    • CF11 Money Laundering Reporting (7 Apr 2004 to 4 Oct 2004)
    • CF21 Investment Adviser (7 Apr 2004 to 31 Oct 2007)
    • CF1 Director (7 Apr 2004 to 10 Jul 2009)
    • CF10 Compliance Oversight (7 Apr 2004 to 1 Mar 2006)
  • Stewart Williams (no longer approved here)

    FRN 212774

    • (1)Employed By (6 Jun 2002 to 2 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.