Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Ralph Timmins

  IRN ART00037

  • CF30 Customer (1 Nov 2007 to 13 Sep 2009)
  • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)
• Andrew Richard Thomas

  IRN ART01078

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 19 Apr 2007)
• Andrew Robert Batham

  IRN ARB00048

  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (19 Jun 2003 to 16 Feb 2005)
• Andrew Rowlands

  IRN AXR00043

  • CF30 Customer (21 Nov 2008 to 30 Apr 2010)
• Andrew Roy Mackay

  IRN AXM00233

  • CF30 Customer (12 Aug 2009 to 15 Apr 2012)
  • CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
• Andrew Stafford Smith

  IRN AXS00078

  • CF30 Customer (1 Nov 2007 to 2 Aug 2013)
  • CF1 Director (AR) (6 Sep 2004 to 2 Aug 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 6 Sep 2004)
• Andrew Walsh-Waring

  IRN AWW01042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 4 Nov 2008)
• Andrew William Calder

  IRN AWC00013

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Oct 2022)
  • CF30 Customer (1 Nov 2007 to 20 Oct 2022)
  • CF7 Sole Trader (AR) (25 Nov 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Andrew William Cooksley

  IRN AWC00019

  • CF30 Customer (1 Nov 2007 to 30 Nov 2016)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Andrew William Swales

  IRN AWS00016

  • CF21 Investment Adviser (27 Sep 2004 to 13 Oct 2004)

• Falcon Pensions & Investments Ltd (no longer appointed)

  FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012

• Ketton Consultants Ltd (no longer appointed)

  FRN 487872 · Appointed 3 Feb 2012 · Until 17 Sep 2012

• Richmond Financial Management (no longer appointed)

  FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018

• Albyn Associates Financial Management LLP (no longer appointed)

  FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023

• Polaris Partnership (no longer appointed)

  FRN 451775 · Appointed 30 Dec 2011 · Until 22 Sep 2013

• Avis & Keith Partnership (no longer appointed)

  FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• Hurley Brown Financial Planning Ltd (no longer appointed)

  FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020

• Alderwick James Financial Services LLP (no longer appointed)

  FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021

• Banchory Financial Services (no longer appointed)

  FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016

No changes recorded yet.