Andrew Richard Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 19 Apr 2007)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (15)Employed By (since 1 Apr 2005)
  • Abacus Asset Management (no longer approved here)

    FRN 200669

    • (4)Employed By (7 Jan 2005 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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