Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Trevor John Hulett
IRN TJH00021
- (286)CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
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Trevor Keeble
IRN TXK00020
- (3585)CF21 Investment Adviser (1 Nov 2002 to 9 Dec 2002)
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Trevor Menezes
IRN TJM00046
- (2140)CF21 Investment Adviser (22 Dec 2003 to 31 Dec 2005)
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Trevor Norris Morgan
IRN TNM00001
- (75)CF21 Investment Adviser (1 Nov 2002 to 22 Nov 2003)
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Trevor Richardson
IRN TXR01091
- (2887)CF30 Customer (1 Nov 2007 to 25 Oct 2010)
- (2888)CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
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Trevor Shaw
IRN TXS00020
- (407)CF21 Investment Adviser (3 Apr 2007 to 11 Apr 2007)
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Valerie Elizabeth Gaze
IRN VEG00001
- (1357)CF21 Investment Adviser (4 Jun 2004 to 1 Jan 2005)
- (1359)CF1 Director (AR) (17 Jun 2003 to 1 Jan 2005)
- (1358)CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2005)
- (1360)CF1 Director (1 Dec 2001 to 1 Jan 2005)
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Valerie Findlay
IRN VXF22169
- (2743)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
- (2742)CF30 Customer (22 Oct 2019 to 1 Dec 2021)
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Vanessa Sargent
IRN VAS00007
- (4)11. Pension transfer specialist
- (6)[FCA CF] Functions requiring qualifications (since 17 Feb 2025)
- (5)[FCA CF] Client dealing (since 17 Feb 2025)
- (2257)[FCA CF] Client dealing (1 Sep 2020 to 9 Jan 2024)
- (2258)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 9 Jan 2024)
- (2255)CF30 Customer (1 Nov 2007 to 31 Mar 2014)
- (2256)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
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Vernon John Simmons
IRN VJS01016
- (595)CF30 Customer (12 May 2014 to 31 Jan 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lighthouse (Thames Valley) (no longer appointed)
FRN 230729 · Appointed 5 Jan 2004 · Until 18 Apr 2007
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Elite Independent Financial Advisers Ltd (no longer appointed)
FRN 229908 · Appointed 3 Dec 2003 · Until 8 Mar 2007
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Professional Mortgage and financial Management (no longer appointed)
FRN 229907 · Appointed 3 Dec 2003 · Until 1 May 2010
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Lighthouse (Financial Initiatives) Ltd (no longer appointed)
FRN 229638 · Appointed 20 Nov 2003 · Until 22 Feb 2021
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PRB LighthouseWealth Management LLP (no longer appointed)
FRN 229425 · Appointed 13 Nov 2003 · Until 11 Jan 2007
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Addison's Financial Services (no longer appointed)
FRN 229353 · Appointed 10 Nov 2003 · Until 31 Aug 2008
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Builth Wells Financial Services Ltd (no longer appointed)
FRN 217693 · Appointed 20 Oct 2003 · Until 14 Jul 2006
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New Vision Arts Wealth Management Limited (no longer appointed)
FRN 229011 · Appointed 20 Oct 2003 · Until 31 Dec 2005
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GRC Financial Services Ltd (no longer appointed)
FRN 228885 · Appointed 13 Oct 2003 · Until 31 Dec 2005
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee